Quarterly Newsletter Q1 2024

Q1 Newsletter: AI, Broker Dealer Registration Requirements, & Excel Power Query Our newest issue explores: • AI’s Impact on the Industry: Uncover the regulatory considerations surrounding AI in financial services. • Broker-Dealer Registration Requirements: Stay up-to-date on essential broker-dealer registration requirements. • Excel Power Query Efficiency: Discover powerful tips for streamlining data analysis with Excel Power Query. • Employee Spotlight: Meet Daryn S. Levesque! Click here to read the full newsletter!