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Alexander Woodcock

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Bio

Alexander Woodcock is a Director in the Registered Fund Chief Compliance Officer Services group at PINE and serves as CCO and Anti-Money Laundering Officer for PINE’s registered fund clients, including mutual funds, ETFs, and other 1940 Act registered products.  
 
Since 2009, Alex has built and led compliance programs at global financial services firms across a range of product types and business lines, including serving in Fund CCO, Adviser CCO, and Broker-Dealer CCO roles. Prior to joining PINE in 2022, Alexander served as Vice President of Compliance Services at SS&C ALPS. Alex is a Certified Anti-Money Laundering Specialist and holds FINRA Series 7, 24, and 63 registrations. He studied International Business and Economics and earned a Bachelor of Science from Aston University in England. 
 
Outside of work, he enjoys exploring the globe with the next trip always planned.