Bio

Alexander Woodcock is a Director of the Registered Fund Chief Compliance Officer Services team at PINE and serves as CCO for mutual funds, ETFs, and other 1940 Act registered products. 

Since 2009, Alex has been building and leading compliance programs at global financial services firms across diverse product and business lines. Before joining PINE, Alexander served as VP of Compliance Services at SS&C ALPS. Alex’s qualifications include being a Certified Anti-Money Laundering Specialist, holding FINRA Series 7, 24 & 63 registrations. He studied International Business and Economics, earning a Bachelor of Science from Aston University in England.  

Outside of work, he enjoys exploring the globe with the next trip always planned.