Alexander Woodcock is a member of the Registered Fund Chief Compliance Officer Services team at PINE. He serves as Chief Compliance Officer for mutual funds, ETFs, and other 1940 Act registered products. He also oversees PINE’s distribution services as President and CCO of PINE Distributors LLC.
Alexander has over thirteen years of experience building and leading compliance programs at global financial services firms across diverse product and business lines.
Alexander’s qualifications include being a Certified Anti-Money Laundering Specialist, holding FINRA Series 7 and 24 registrations, and he studied International Business and Economics at Aston University in England. He enjoys making the most of his free time with his husband by exploring new areas of Colorado, the U.S, and further afield.