Bio
Alexander Woodcock is Head of Distribution Management and Compliance, and Sr. Vice President and Chief Compliance Officer of PINE Distributors LLC. In his role, Alex oversees the delivery of PINE’s Distribution Services and Compliance Program. He is also a member of the Registered Fund Chief Compliance Officer Services team at PINE and serves as CCO for mutual funds, ETFs, and other 1940 Act registered products.
Since 2009, Alex has been building and leading compliance programs at global financial services firms across diverse product and business lines. Before joining PINE, Alexander served as VP of Compliance Services at SS&CALPS.
Alex’s qualifications include being a Certified Anti-Money Laundering Specialist, holding FINRA Series 7, 24 & 63 registrations, and he studied International Business and Economics, earning a Bachelor of Science from Aston University in England. Outside of work he enjoys making the most of PINE’s flexible remote work and time off policies, to travel around the world.