Bio

Amy E. Siefer is a Director on the Fund Chief Compliance Officer Services team at PINE. She serves as Fund CCO and Anti-Money Laundering Officer for PINE’s registered fund clients and oversees regulatory compliance programs. 

Amy’s experience in the financial services and asset management industry began in 1999 and provides a foundation for her expertise in compliance services and financial administration. Amy’s background includes financial administration expertise of expenses, financial statements, performance reporting, and SEC filings, as well as review of post-trade compliance monitoring, service provider procedure review, and testing required by Rule 38a-1, and CCO support.  As part of her CCO role, she develops and administers approved fund compliance policies and procedures and conducts research on new regulatory developments. Amy is a Certified Public Accountant with an Ohio license and earned her M.S. in Accounting from Franklin University (Leader Scholar).  

In her spare time, she serves as a director on the not-for-profit board of Colony Cats (& dogs); a cat and dog rescue based in Columbus, Ohio. She also enjoys reading, volunteering, traveling, watching sports, and spending time with her family.