Bio

Brian MacKenzie serves as the Head of Adviser Compliance Support Services at PINE. In this role, he oversees the management of Investment Adviser Compliance programs and serves as both an Adviser Chief Compliance Officer and Fund Chief Compliance Officer. Brian’s work is instrumental in ensuring that PINE’s clients maintain robust compliance frameworks and adhere to industry regulations. 

Brian has been active in the investment compliance industry since 2005. Prior to joining PINE, he was the Head of Portfolio Surveillance and Reporting at Janus Henderson Investors, where he managed regulatory filings, client reporting, trade surveillance, and led a team that implemented compliance programs for over sixty global product launches, including registered mutual funds, ETFs, and separately managed portfolios. He began his compliance career at Brown Brothers Harriman in Boston, MA, where he was Vice President and Head of Portfolio Compliance. 

Brian earned his B.A. from the University of Massachusetts, Amherst, and serves on the Advisory Board for the Compliance and Ethics Program in the Master of Science in Legal Studies at the University of Colorado Boulder Law School. In his spare time, Brian enjoys exploring the Colorado backcountry on his snowboard or mountain bike. He resides in Centennial with his wife and two daughters.