Bio

Carlene Pollock is an Associate Director on the Principal Financial Officer (PFO) Services team, providing services for a variety of 1940 Act registered products. In this role, she guides our clients on matters pertaining to financial and regulatory reporting matters, provides oversight of fund service providers and coordinates fund audits.

Carlene has been working in the financial services industry since 2000. She began her career in retirement plan administration at what is now Mission Square, providing clients with insight into their investment options and supporting the investments team. Carlene also worked at BNY helping clients navigate alternative and private equity products, services and the regulatory environment. Carlene served as Treasurer and PFO for Barings Funds Trust reporting to the Board of Directors for the multi-billion- dollar strategy. Carlene utilizes her experience to help our clients ensure they meet their regulatory requirements and acts as an extension of their teams to help them achieve their desired results. Carlene has a Bachelor of Science in Business Administration and a Master of Arts degree.

Carlene’s passion is all things dogs, which includes spoiling her retired racing greyhounds, supporting local rescue groups and serving as a national response team member for the ASPCA. She also loves sports and spending time with her family.