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Collin Whitten

PositionDirector

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Bio

Collin Whitten serves as a Director on the Adviser Compliance Support Services team and serves as an Adviser Chief Compliance Officer. He also supports clients, ranging from Exempt Reporting Advisers to large institutional fund managers, in establishing and maintaining their compliance programs. While Collin is committed to providing hands-on, consultative compliance expertise to his clients, he takes pride in teaching others about compliance culture and the nuances of the Investment Advisers Act. 


Collin has been active in the industry since 2018. At his last firm, he was instrumental in establishing regulatory compliance support programs. Before transitioning into regulatory compliance, Collin began his professional journey in Music Therapy. As a Board-Certified Music Therapist, he offered therapeutic interventions to a diverse range of clients with physical and developmental disabilities. Collin holds a Bachelor of Music in Music Therapy from the University of Alabama, the Certified Securities Compliance Professional (CSCP) designation, and the Series 65 certification.  


Outside of his professional pursuits, Collin can be found enjoying outdoor activities such as skiing and hiking, playing music, and going on adventures with his wife, Laura, and daughter, Rowan.