In his role as an Associate Director on the Adviser Compliance Support Services team, Collin Whitten serves as an Adviser Chief Compliance Officer. He also supports clients, ranging from Exempt Reporting Advisers to large institutional fund managers, in establishing and maintaining their compliance programs. While Collin is committed to providing hands-on, consultative compliance expertise to his clients, he especially takes pride in educating anyone willing to listen about compliance culture and the nuances of the Investment Advisers Act.
Collin brings five years of regulatory compliance experience to PINE and holds a Certified Securities Compliance Professional (CSCP) designation. At his last firm, he was instrumental in establishing a regulatory compliance support service from the ground up. Before transitioning into regulatory compliance, Collin began his professional journey in the field of Music Therapy. As a Board-Certified Music Therapist, he offered therapeutic interventions to a diverse range of clients with physical and developmental disabilities. Collin holds a Bachelor of Music in Music Therapy from the University of Alabama.
While he was raised in Alabama and Mississippi, Denver became Collin’s adopted home. Outside of his professional pursuits, Collin can be found enjoying outdoor activities such as skiing and hiking, playing music, and going on adventures with his wife Laura and daughter Rowan.