Bio

Cory Gossard, Managing Director, leads PINE’s Fund Chief Compliance Officer Services team, serving as Fund CCO for 1940 Act registered funds. Cory handles regulatory duties under Rule 38a-1, in addition to corporate responsibilities and supporting business development. 

Beginning his industry career in 1995, Cory excels in roles as Fund and Advisor Chief Compliance Officer. He possesses expertise in client relationship management, strategy, operations, AML, and risk mitigation. Cory began his career at Citibank, where he spent 18 years, holding various leadership roles in operations, compliance, program management, and global relationship management. He then became the Chief Compliance Officer at SS&C ALPS, overseeing firm compliance, AML, risk management, portfolio compliance, internal audit, vendor oversight, and outsourced CCO services. Additionally, he served as Fund CCO for SPDR S&P 500 ETF Trust, SPDR DJIA ETF Trust, and SPDR S&P MidCap 400 ETF Trust. Cory holds a Bachelor of Business Administration Degree from Heidelberg University and professional certifications, including ACAMS Certification, and the FINRA Series 7.

In his spare time, Cory enjoys cycling and spending time with family, and staying active with all Colorado has to offer.