Bio

Katie Dolan serves as an Associate Director on both the Fund Chief Compliance Officer Services team and Distribution Services team here at PINE. In this role, she provides support to the Fund CCOs in developing, maintaining and overseeing registered fund compliance programs, as well as compliance support to the Firm’s Distributor.  

She has been active in the compliance industry since 2022, beginning her career here at PINE. She utilizes a growing knowledge of the investment company act of 1940 and registered fund compliance to provide tailored solutions that meet the unique needs of each client.  

Katie holds FINRA Series 7 and 24 registrations. She earned a dual bachelor’s degree in political science and communications, with a minor in leadership, from the University of Colorado, Boulder. 

Outside of work, Katie enjoys teaching yoga, hiking, skiing, and exploring the outdoors.