Bio

Randi Jean Roessler is a member of the Fund Chief Compliance Officer Services team at PINE. She serves as Fund CCO and Anti-Money Laundering Officer for PINE’s registered fund clients and oversees regulatory compliance programs.  

After beginning her career in the non-profit arts industry, Randi switched gears and began working for an asset manager in 2006, eventually serving as the Funds’ CCO, Adviser CCO and Broker-Dealer CCO. Randi leverages her compliance expertise to deliver customized programs tailored to each client’s needs.  

Randi is a Certified Anti-Money Laundering Specialists (CAMS), a FINRA Certified Regulatory Compliance Professional (CRCP), and previously held FINRA Series 6, 26, and 63 licenses. She received her MBA from the University of Arizona and studied Finance and Music at Ithaca College.  

When she is not cheering on her beloved New York Mets, you can find her singing show tunes as a Music Director with her daughter’s theater group or running through the streets of Tucson training for her next race.