Bio

Sean Wozniak serves as a Compliance Consultant of PINE’s Adviser Compliance Support Services team, where he offers ongoing compliance support services and partners with clients to build and maintain effective compliance programs.  

Prior to joining PINE Sean served as a Senior Compliance Associate at Fairview Investment Services, providing compliance consulting services to registered investment advisers. Before entering into the compliance field, he worked in Business Banking, where he developed a strong understanding of financial services and client-focused relationships. Drawing on experience across both banking and regulatory compliance, Sean helps clients address complex compliance challenges. He earned his Bachelor of Business Administration with a concentration in Financial Planning from Liberty University. He also obtained his CSCP designation from the National Society of Compliance Professionals.  

Outside of work, Sean enjoys endurance training, golfing, and staying active with his wife and daughter.