Bio

Shirley Pastrana serves as an Associate Director of Distribution Services at PINE. With Shirley’s extensive background in marketing and advertising regulations review, she leads the delivery of marketing compliance services. Shirley has worked in the financial services industry since 1986 when she gained industry experience in legal transfers and investor services, and since 1995 has been focusing on regulatory compliance roles related to broker/dealer, investment adviser, DOL/ERISA regulations, and independent channel.

Before joining PINE, Shirley was a Senior Compliance Manager at Charles Schwab, and a Senior Compliance Officer in the U.S. Communications Compliance team at Invesco Ltd. Shirley holds (or has previously held) FINRA Series 7, 9, 10, 22, 24, 63 and 66 registrations.  

Shirley received her Bachelor of Arts in Sociology from the University of the Philippines and a Paralegal Certificate from Cañada College in California.