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Shirley Pastrana

PositionAssociate Director

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Shirley Pastrana is an Associate Director on Distribution Services. With Shirley’s extensive background in marketing and advertising regulations review, she leads the delivery of marketing compliance services. Shirley has worked over 35 years in the financial services industry, with over 30 years in regulatory compliance roles related to broker/dealer, investment adviser, and DOL/ERISA regulations.

Before joining PINE, Shirley was a Senior Compliance Manager at Charles Schwab, and a Senior Compliance Officer in the U.S. Communications Compliance team at Invesco Ltd. Shirley holds (or has previously held) FINRA Series 7, 9, 10, 22, 24, 63 and 66 registrations. She received her Bachelor of Arts in Sociology from the University of the Philippines and a Paralegal Certificate from Cañada College in California.