Bio

Sue Moscaritolo serves as the Chief Compliance Officer of PINE Distributors LLC. In this role, she oversees the regulatory compliance functions of the broker-dealer, including distribution, marketing, registration, and supervision services. Sue’s work is instrumental in ensuring that clients adhere to compliance policies and industry regulations.  

Sue has been active in the financial services industry since 1992. She previously worked at ACA Foreside for 11 years, serving as Chief Compliance Officer for various affiliated broker-dealers. Prior to that, Sue worked at various financial services firms in positions including compliance, privacy, regulatory administration, and advertising review. Sue holds FINRA Series 6, 7, 14, 24, 26, and 63 registrations, as well as the Certified Securities Compliance Professional designation. 

Sue earned her Master of Business Administration in Marketing and Bachelor of Science degree in Business Communications from Bentley University.    

Outside of work, she enjoys traveling, reading, and spending quality time with family and friends.